John R. Marsden

MARSDEN CAPITAL MANAGEMENT.

ERIE, PA 16505

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CRD#: 2123525

Professional summary

John Richard Marsden JR is a registered financial advisor currently at MARSDEN CAPITAL MANAGEMENT, LLC. located in Erie, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARSDEN CAPITAL MANAGEMENT-INVESTMENT ADVISER 1103 POWELL AVE ERIE, PA 16505 (814) 836-1800 PRINCIPAL OF FIRM FULL TIME; M-F 8:00-4:00 START DATE: JAN. 1992 Mr. John R. Marsden, Jr. also assists local organizations and pension plans as an consultant when independent investment expertise is needed. Part-Time M-F 8:00-4:00 p.m Start Date: Jan 2007 *** SEE #13 DISCLOSURE ***

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Marsden JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 1998 - Present

MARSDEN CAPITAL MANAGEMENT, LLC.

Office #1: 1103 Powell Avenue, Erie, PA 16505

RIA

CRD#: 111692

ERIE, PA

Past

September 24, 1992 - February 20, 2018

JRM SECURITIES

CRD#: 30123

ERIE, PA

Past

March 15, 1991 - October 8, 1992

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/25/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/30/1992

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/30/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/2/1992

General Securities Principal Examination

Current Firm

MARSDEN CAPITAL MANAGEMENT, LLC.

MARSDEN CAPITAL MANAGEMENT | MARSDEN JOHN RICHARD JR | MARSDEN CAPITAL MANAGEMENT, LLC.

CRD#: 111692 / SEC#: 801-55125

RIA

Registered Investment Advisory firm - (11/30/2012 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/26/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1103 Powell Avenue, Erie, PA 16505

Mailing Address

Phone number

(814) 836-1800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	395
AUM (Assets Under Management)	$ 93,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Marsden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Marsden JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

JRM SECURITIES

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/1991

Series 63

Date: 2/15/1991

SIE

Date: 2/20/2018

Series 7

Date: 2/11/1991

Series 27

Date: 7/30/1992

Series 53

Date: 7/30/1992

Series 24

Date: 6/2/1992

Current Firm

MARSDEN CAPITAL MANAGEMENT, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARSDEN CAPITAL MANAGEMENT, LLC.

TRUST BUT VERIFY

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