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Peter Joseph Fitzpatrick

CRD# 2123438·Registered 1993 - 2014
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Joseph Fitzpatrick, who also goes by Peter Fitzpatrick, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1993 - 2014. Peter had worked at 8 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter Fitzpatrick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

PAR5 CAPITAL & CO LLC·CRD# 134657
BD
Upper Saddle River, NJ
November 9, 2012 - June 3, 2014
STANDARD CREDIT SECURITIES INC.·CRD# 42813
BD
New York, NY
April 18, 2008 - May 25, 2012
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
September 14, 2004 - May 15, 2008
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
New York, NY
July 11, 2003 - September 7, 2004
ING FINANCIAL MARKETS LLC·CRD# 28872
BD
New York, NY
April 30, 2001 - June 20, 2003
ABN AMRO SECURITIES LLC·CRD# 6540
BD
New York, NY
July 1, 1998 - April 30, 2001
ING BARING (U.S.) SECURITIES, INC.·CRD# 5285
BD
New York, NY
November 6, 1995 - July 1, 1998
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION·CRD# 31797
BD
October 22, 1993 - November 6, 1995

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Current Firm

PC
PAR5 CAPITAL & CO LLC

GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC

CRD#: 134657 / SEC#: 8-66850
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

600 Brickell Avenue Suite 2520, Miami, FL 33131

Mailing Address

600 Brickell Avenue Suite 2520, Miami, FL 33131

Phone Number

(786) 638-5650

Established

Delaware since 11/23/2004

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAR HOLDINGS, LLCMEMBER—
AJMANI, AJIT SINGHPRESIDENT5188424
LOUDON, DENNIS EDWARDCEO & COO1146852
REID, LISA N.CHIEF COMPLIANCE OFFICER4915043
VALDES, CARLOSCFO/PFO2353403

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jan 1991About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Feb 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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