Peter J. Fitzpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Fitzpatrick, who also goes by Peter Fitzpatrick, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 8 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2012 - June 3, 2014
PAR5 CAPITAL & CO LLC
April 18, 2008 - May 25, 2012
STANDARD CREDIT SECURITIES INC.
September 14, 2004 - May 15, 2008
GFI SECURITIES LLC
July 11, 2003 - September 7, 2004
MIZUHO SECURITIES USA LLC
April 30, 2001 - June 20, 2003
ING FINANCIAL MARKETS LLC
July 1, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
November 6, 1995 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
October 22, 1993 - November 6, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PAR5 CAPITAL & CO LLC
CRD#: 134657 / SEC#: , 8-66850
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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