Stephen C. Scott

THE MENARD FINANCIAL GROUP

Houston, TX 77057

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CRD#: 2123349

Professional summary

Stephen Chadwick Scott, who also goes by Chad Scott, is a registered financial advisor currently at THE MENARD FINANCIAL GROUP, LLC located in Houston, Texas.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Stephen has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chad Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). THE LIFE INSURANCE ADVISORY GROUP, LLC; YES INVESTMENT RELATED; 2603 AUGUSTA D., SUITE 1200, HOUSTON, TEXAS 77057; INSURANCE AGENCY; LICENSED INSURANCE AGENT/CONTRACTOR; 03/2021; APPROX. 2 HOURS PER MONTH; OFFER INSURANCE PRODUCTS AS A LICENSED INSURANCE AGENT IN THE STATE OF TEXAS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Chadwick Scott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2021 - Present

THE MENARD FINANCIAL GROUP, LLC

Office #1: 2603 Augusta Drive Suite 1200, Houston, TX 77057

RIA

CRD#: 299404

Houston, TX

Past

October 29, 2002 - March 10, 2021

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

HOUSTON, TX

Past

June 2, 1994 - March 10, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MENARD FINANCIAL GROUP, LLC

CRD#: 299404 / SEC#: 801-114342

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/3/2021)

IAR

Texas
(3/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/1/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE MENARD FINANCIAL GROUP, LLC

CRD#: 299404 / SEC#: 801-114342

RIA

Registered Investment Advisory firm - (12/3/2018 Approved)

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Contact information

Main Address

2603 Augusta Drive Suite 1200, Houston, TX 77057

Mailing Address

Phone number

(713) 364-1515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 - WRAP BROCHURE (3/31/2025)

FORM ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	358
AUM (Assets Under Management)	$ 429,184,346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Stephen C. Scott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Chadwick Scott's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

THE MENARD FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2002

Series 63

Date: 6/1/1994

SIE

Date: 10/1/2018

Series 6

Date: 6/1/1994

Current Firm

THE MENARD FINANCIAL GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE MENARD FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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