Raymond B. Saulon
Professional summary
Raymond Bilgera Saulon was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Raymond is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Raymond had worked at 3 firms, which includes GLOBAL CAPITAL MARKETS LLC, H G I, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 1997 - September 8, 1998
GLOBAL CAPITAL MARKETS, LLC
October 6, 1993 - February 19, 1997
H G I
June 17, 1991 - October 8, 1993
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL CAPITAL MARKETS, LLC
CRD#: 16191 / SEC#: , 8-33457
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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