John K. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kenneth Collins, who also goes by Jc Collins, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1999 - May 25, 1999
MILLS FINANCIAL SERVICES, INC.
February 24, 1998 - September 28, 1998
JOHN DAWSON & ASSOCIATES, INC.
May 21, 1997 - February 10, 1998
GLOBAL INVESTMENT SERVICES, INC.
October 4, 1995 - December 31, 1996
AMERICAN INVESTMENT SERVICES, INC.
June 23, 1994 - September 14, 1995
STEIN, SHORE SECURITIES, INC.
September 28, 1993 - April 11, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILLS FINANCIAL SERVICES, INC.
CRD#: 10537 / SEC#: , 8-27638
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MFC HOLDING CORPORATION | 100% OWNER | |
| KURCZODYNA, JOSEPH EDWARD | PRESIDENT | 864454 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
