PH
Patrick G. Heller
CITIZENS SECURITIES
Mechanicsburg, PA 17055
Some features on this profile are disabled
CRD#: 2123083
PH
Professional summary
Patrick George Heller, who also goes by Patrick George Heller, Patrick Heller, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Mechanicsburg, Pennsylvania.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Patrick has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick George Heller | Patrick Heller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05-18-2022-Belco Retirement & Investment Services-Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
CRS (Client Relationship Summary) - RIA
Click below to view Patrick George Heller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Patrick George Heller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 2 West Main St, Mechanicsburg, PA 17055Office #2: 4101 Carlisle Pike Mailstop: 18b-0125, Camp Hill, PA 17011Office #3: 5999 Allentown Blvd Mailstop: 18b-0124, Harrisburg, PA 17112RIA
BD
CRD#: 39550
Mechanicsburg, PA
Current
April 12, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 2 West Main St, Mechanicsburg, PA 17055Office #2: 4101 Carlisle Pike Mailstop: 18b-0125, Camp Hill, PA 17011Office #3: 5999 Allentown Blvd Mailstop: 18b-0124, Harrisburg, PA 17112RIA
BD
CRD#: 39550
Mechanicsburg, PA
Past
May 18, 2022 - March 28, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
Harrisburg, PA
Past
May 18, 2022 - March 28, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
Harrisburg, PA
Past
October 15, 2021 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Harrisburg, PA
Past
October 15, 2021 - May 18, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Harrisburg, PA
Past
December 14, 2018 - October 18, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
MECHANICSBURG, PA
Past
December 14, 2018 - October 18, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
MECHANICSBURG, PA
Past
October 17, 2017 - November 29, 2018
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
YORK, PA
Past
October 17, 2017 - November 29, 2018
SANTANDER SECURITIES LLC
BD
CRD#: 41791
YORK, PA
Past
June 19, 2017 - September 28, 2017
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
HARRISBURG, PA
Past
June 19, 2017 - September 28, 2017
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
HARRISBURG, PA
Past
November 14, 2013 - June 9, 2017
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
EPHRATA, PA
Past
November 14, 2013 - June 9, 2017
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
EPHRATA, PA
Past
April 27, 2012 - October 18, 2013
M&T SECURITIES, INC.
RIA
CRD#: 17358
HARRISBURG, PA
Past
April 25, 2012 - October 18, 2013
M&T SECURITIES, INC.
BD
CRD#: 17358
HARRISBURG, PA
Past
March 27, 2007 - April 20, 2012
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HARRISBURG, PA
Past
November 6, 2006 - April 20, 2012
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HARRISBURG, PA
Past
June 28, 2001 - October 17, 2006
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
February 13, 1998 - November 19, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
March 11, 1991 - February 27, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
March 11, 1991 - February 27, 1992
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/15/2025)
IAR
Florida(4/15/2025)
RR
Maryland(4/12/2023)
IAR
Maryland(4/13/2023)
RR
Michigan(4/10/2025)
IAR
Michigan(4/10/2025)
RR
New Jersey(2/2/2024)
IAR
New Jersey(2/5/2024)
RR
Ohio(4/9/2025)
IAR
Ohio(4/9/2025)
RR
Pennsylvania(4/12/2023)
IAR
Pennsylvania(4/12/2023)
RR
Virginia(4/12/2023)
IAR
Virginia(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
