Peter J. Grose
BAY COLONY ADVISORS
FAIRFAX, VA 22030
Some features on this profile are disabled
CRD#: 2122963
Professional summary
Peter John Earle Grose, CFP® is a registered financial advisor currently at BAY COLONY ADVISORS located in Fairfax, Virginia.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Peter has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
--1--FIXED INSURANCE - NOT INVESTMENT RELATED - 1875 CAMPUS COMMONS DRIVE, SUITE 100, RESTON VA 20191 - FIXED INSURANCE (LIFE, HEALTH & ANNUITIES, DISABILITY, EMPLOYEE BENEFITS) - AGENT - 2010 - 4 HOURS/MONTH, 1 DURING TRADING - SALES/PROVIDING INSURANCE SOLUTIONS. 2. INSURANCE AGENT - 12/2001 TO PRESENT. DUTIES INCLUDE PROVIDING INSURANCE PRODUCTS ANDSERVICES TO CLIENTS AND PROSPECTS. SPEND MORE THAN 10% OF TIME ON THIS ACTIVITY PER MONTH. INVESTMENTRELATED 3. GEORGE MASON UNIVERSITY ICE HOCKEY ALUMNI FOUNDATION - 2/2020 - TO PRESENT. NON - INVESTMENT RELATED, PRESIDENT/OFFICER/DIRECTOR. SPENDS 1 HOUR PER QUARTER ON THIS ACTIVITY. 4. AUTHOR - 12/2024 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE WRITING THE NOVEL, "TIME" AND PROMOTING BOOK SALES. COMPENSATION RECEIVED IN THE FORM OF ROYALTIES. 12 HRS/MONTH SPENT ON THIS ACTIVITY, NONE DURING NORMAL TRADING HOURS. 3608 COUNTRY HILL DRIVE, FAIRFAX, VA.
CRS (Client Relationship Summary) - RIA
Click below to view Peter John Earle Grose's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 24, 2021 - Present
BAY COLONY ADVISORS
Office #1: 3600 Chain Bridge Road Suite 16, Fairfax, VA 22030RIA
CRD#: 152583
FAIRFAX, VA
Past
February 1, 2010 - June 25, 2021
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
RESTON, VA
Past
January 1, 2004 - February 2, 2010
CETERA ADVISORS LLC
BD
CRD#: 10299
FAIRFAX, VA
Past
October 18, 1996 - July 7, 2021
ACORN FINANCIAL ADVISORY SERVICES, INC.
RIA
CRD#: 116763
FAIRFAX, VA
Past
August 26, 1994 - January 1, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
March 26, 1991 - August 29, 1994
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BAY COLONY ADVISORS
ALLEGIANCE FINANCIAL SERVICES INC. | WINDSOR WEALTH MANAGEMENT | TEWKS WEALTH MANAGEMENT, LLC | SENTINEL ADVISORY SERVICES | PENSION & WEALTH MANAGEMENT ADVISORS | LEONARD FINANCIAL GROUP | LEGACY FINANCIAL | HAGIN INVESTMENT MANAGEMENT | GREENHAVEN FINANCIAL MANAGEMENT | GLAZIER FINANCIAL ADVISORS | ESSENTIAL ASSET MANAGEMENT, LLC | EMERALD WEALTH ADVISORS | CHRISTOPHER LEE FINANCIAL | CASTLE HILL FINANCIAL | BUSINESS BENEFITS, INC. | BAY COLONY ADVISORY GROUP, INC. | BAY COLONY ADVISORS | ASYMMETRIC CAPITAL ADVISORY
CRD#: 152583 / SEC#: 801-107792
RIA
Registered Investment Advisory firm - (5/17/2016 Approved)Connecticut
Registered Investment Advisory firm - (6/3/2016 Terminated)Florida
Registered Investment Advisory firm - (5/19/2016 Terminated)Georgia
Registered Investment Advisory firm - (12/10/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/24/2016 Terminated)Texas
Registered Investment Advisory firm - (5/19/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(6/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BAY COLONY ADVISORS
ALLEGIANCE FINANCIAL SERVICES INC. | WINDSOR WEALTH MANAGEMENT | TEWKS WEALTH MANAGEMENT, LLC | SENTINEL ADVISORY SERVICES | PENSION & WEALTH MANAGEMENT ADVISORS | LEONARD FINANCIAL GROUP | LEGACY FINANCIAL | HAGIN INVESTMENT MANAGEMENT | GREENHAVEN FINANCIAL MANAGEMENT | GLAZIER FINANCIAL ADVISORS | ESSENTIAL ASSET MANAGEMENT, LLC | EMERALD WEALTH ADVISORS | CHRISTOPHER LEE FINANCIAL | CASTLE HILL FINANCIAL | BUSINESS BENEFITS, INC. | BAY COLONY ADVISORY GROUP, INC. | BAY COLONY ADVISORS | ASYMMETRIC CAPITAL ADVISORY
CRD#: 152583 / SEC#: 801-107792
RIA
Registered Investment Advisory firm - (5/17/2016 Approved)Connecticut
Registered Investment Advisory firm - (6/3/2016 Terminated)Florida
Registered Investment Advisory firm - (5/19/2016 Terminated)Georgia
Registered Investment Advisory firm - (12/10/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/24/2016 Terminated)Texas
Registered Investment Advisory firm - (5/19/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
86 Baker Avenue Extension Suite 310, Concord, MA 01742
Mailing Address
Phone number
(978) 369-7200
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,039 |
| AUM (Assets Under Management) | $ 1,263,305,046 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/06/2025 | ||
| 09/25/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
