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JS

Jeffery B. Singleton

PARK PLACE CAPITAL SECURITIES
HOMEWOOD, AL 35209
Some features on this profile are disabled
CRD#: 2122679
JS

Professional summary

Jeffery Barton Singleton, who also goes by Bart Singleton, is a registered financial professional currently at PARK PLACE CAPITAL SECURITIES CORP. located in Homewood, Alabama.

Jeffery is registered as a RR (Registered Representative) and started their career in finance in 1991. Jeffery has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bart Singleton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffery Barton Singleton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2024 - Present

PARK PLACE CAPITAL SECURITIES CORP.

Office #1: 2728 19th Place South Suite 140, Homewood, AL 35209Office #2: 2728 19th Place South Suite 140, Homewood, AL 35209
BD
CRD#: 326891
HOMEWOOD, AL
Past

August 29, 2007 - August 2, 2023

SYNOVUS SECURITIES, INC.

RIA
CRD#: 14023
BIRMINGHAM, AL
Past

August 24, 2005 - August 2, 2023

SYNOVUS SECURITIES, INC.

BD
CRD#: 14023
BIRMINGHAM, AL
Past

December 12, 1994 - February 1, 2005

SOUTHTRUST SECURITIES, LLC

BD
CRD#: 17922
BIRMINGHAM, AL
Past

September 15, 1994 - December 31, 1994

SOUTHTRUST INVESTMENT SERVICES, INC.

BD
CRD#: 34975
Past

March 15, 1991 - September 15, 1994

SOUTHTRUST SECURITIES, LLC

BD
CRD#: 17922
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/21/2024)
RR
Georgia
(8/22/2024)
RR
Mississippi
(7/30/2024)
RR
Tennessee
(8/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/28/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/20/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/8/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/21/1995
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/22/1993
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/29/1991
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PARK PLACE CAPITAL SECURITIES CORP.
PARK PLACE CAPITAL SECURITIES CORP.

CRD#: 326891 / SEC#: , 8-71138

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
2728 19th Place South Suite 140, Homewood, AL 35209
Mailing Address
2728 19th Place South Suite 140, Homewood, AL 35209
Phone number
(800) 459-9084
Established
Delaware since 04/13/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PARK PLACE CAPITAL CORPORATIONOWNER107952
COMBS, MARINA SCCO4536154
FOSTER, MATTHEW HAASCHAIRMAN OF THE BOARD4477994
ORDONIO, PAUL B ESQ.SECRETARY4584143
SCHAPS, MICHAEL ROBERTFINOP/CFO/POO/PFO1892138
SINGLETON, JEFFERY BARTONPRESIDENT2122679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK PLACE CAPITAL SECURITIES CORP.

CRD#: 326891Homewood, AL 35209

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