Frederick B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Benjamin Jones III, who also goes by Frederick Benjamin Jones III, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1991. Frederick had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2017 - December 26, 2017
THE O.N. EQUITY SALES COMPANY
November 6, 2013 - September 21, 2015
NATIONWIDE SECURITIES, LLC
March 22, 2011 - September 26, 2012
MSI FINANCIAL SERVICES, INC.
March 17, 2011 - September 26, 2012
MSI FINANCIAL SERVICES, INC.
March 9, 2010 - October 7, 2010
EDWARD JONES
February 24, 2010 - October 7, 2010
EDWARD JONES
May 17, 1991 - December 31, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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