John J. Walsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Walsh was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 7 firms and has passed the Series 7A, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2009 - March 25, 2013
DIRECT ACCESS PARTNERS LLC
March 30, 2009 - October 20, 2009
TAG SECURITIES CORP.
March 30, 2006 - October 19, 2009
LEK SECURITIES CORPORATION
March 1, 2006 - April 16, 2009
LL PARTNERS, INC.
December 20, 2005 - February 15, 2006
QUATTRO M SECURITIES INC.
July 6, 2001 - December 9, 2005
R.H. POST, INC.
July 21, 2000 - July 3, 2001
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7A
Date: 12/15/2004
Floor Broker Representative ExamSeries 25
Date: 3/16/2000
NYSE Trading Assistant ExaminationCurrent Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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