Michael S. Kontos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Steven Kontos, who also goes by Mike Kontos, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1991. Michael had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1999 - August 18, 2003
DEMETRIOS AND ASSOCIATES, INC.
October 29, 1996 - November 25, 1997
PINNACLE FINANCIAL CONSULTANTS, INC.
September 22, 1994 - October 24, 1996
AEGON USA SECURITIES INC.
August 16, 1993 - May 12, 1994
FIRSTAR INVESTMENT SERVICES,INC.
January 30, 1991 - July 22, 1993
SECURITIES CORPORATION OF IOWA
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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