Elizabeth L. Friant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Learned Friant, who also goes by Betty L. Friant, Betty Learned Friant, Betty Ann Learned, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1991. Elizabeth had worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2022 - May 3, 2024
FNEX CAPITAL, LLC
July 23, 2020 - January 14, 2022
GROWTH CAPITAL SERVICES, INC.
June 12, 2017 - July 28, 2020
WEALTHFORGE SECURITIES, LLC
July 9, 2016 - June 8, 2017
COLORADO FINANCIAL SERVICE CORPORATION
November 23, 2010 - June 13, 2011
MCL FINANCIAL GROUP, INC.
April 29, 2008 - November 28, 2008
WELTON STREET INVESTMENTS LLC
May 23, 2006 - May 9, 2007
WELTON STREET INVESTMENTS LLC
April 30, 1991 - July 10, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
