Charles E. Feuillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles E Feuillan JR was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2002. Charles had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2020 - December 1, 2022
TJM INVESTMENTS, LLC
March 23, 2020 - April 1, 2020
TJM INVESTMENTS, LLC
July 12, 2017 - July 1, 2020
TRINITY EXECUTIONS, LLC
March 1, 2017 - June 30, 2017
DASH FINANCIAL TECHNOLOGIES LLC
November 24, 2014 - March 1, 2017
COWEN EXECUTION SERVICES LLC
April 25, 2011 - December 1, 2014
LIQUIDPOINT, LLC
May 23, 2008 - April 27, 2011
COMHAR CAPITAL MARKETS, LLC
May 24, 2002 - February 20, 2008
DASH FINANCIAL TECHNOLOGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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