Randall J. Meyn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall J Meyn, who also goes by Randall Joseph Meyn, Randy Meyn, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1991. Randall had worked at 9 firms and has passed the Series 66, Series 63, Series 55, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2012 - September 24, 2014
IC ADVISORY SERVICES, INC.
August 8, 2012 - December 31, 2012
THE INVESTMENT CENTER, INC.
November 19, 2010 - August 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2010 - August 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2008 - July 10, 2009
CREDIT SUISSE SECURITIES (USA) LLC
June 17, 2008 - July 10, 2009
CREDIT SUISSE SECURITIES (USA) LLC
August 4, 2004 - June 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2002 - June 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 1996 - May 9, 2002
LEHMAN BROTHERS INC.
June 28, 1993 - May 14, 1996
SCHRODER & CO. INC.
April 12, 1991 - July 7, 1993
TD AMERITRADE, INC.
February 13, 1991 - May 14, 1991
IDS LIFE INSURANCE COMPANY
February 13, 1991 - May 14, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/23/2005
Limited Representative-Equity Trader ExamSeries 8
Date: 8/12/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IC ADVISORY SERVICES, INC.
CRD#: 140190 / SEC#: 801-66512
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,528 |
| AUM (Assets Under Management) | $ 2,056,415,877 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/02/2024 | ||
| 02/15/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
