LB
Louis T. Barberio
HORNOR, TOWNSEND & KENT
Linwood, NJ 08221
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CRD#: 2122037
LB
Professional summary
Louis Thomas Barberio III, who also goes by Louis T III Barberio, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Linwood, New Jersey.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Louis has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louis T Iii Barberio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STOCKTON UNIVERSITY FOUNDATION BOARD | INVESTMENT RELATED: NO | DBA NAME: |POSITION HELD: BOARD MEMBER/TRUSTEE | ADDRESS: 101 VERA KING FARRIS DRIVE GALLOWAY, NJ 08205 | START DATE: 9/1/2017 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BOARD MEMBER REVIEWING MATTERS RELATING TO THE BEST COURSE OF ACTION FOR THE FOUNDATION. 2)LAKE ASSOCIATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OTHER - | ADDRESS: 6 OTTER LANE, EGG HARBOR TOWNSHIP, NJ 08234 | START DATE: 4/21/2021 | NATURE OF ACTIVITY: COMMUNITY SERVICE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ORGANIZER FOR MAINTENANCE OF A LAKE: RESPONSIBLE FOR DEALING WITH COLLECTION OF MONIES FROM NEIGHBORS ON THE LAKE TO TREAT AND MAINTAIN LAKE. PROPERTIES. 3) STOCKTON INVESTMENT COMMITTEE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: COMMITTEE MEMBER | ADDRESS: 101 VERA KING FARRIS DRIVE, GALLOWAY, NJ 08205 | START DATE: 5/4/2021 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: EDUCATIONAL DISCUSSIONS ONLY : WORKING WITH THE FOUNDATION : WORKING WITH THE PORTFOLIO AND CONSULT WITH OTHER COMMITTEE MEMBERS ON THE MANAGEMENT OF THE PORTFOLIO. 4) ST GIANNA PARISH | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: MEMBER OF THE PARISH COUNCIL | ADDRESS: 1417 NEW ROAD, NORTHFIELD, NJ 08225 | START DATE: 1/1/2021 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: DECISIONS WITH THE FUNCTIONING OF THE CHURCH. 5)INSURANCE AND INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: BARBERIO FINANCIAL SERVICES | POSITION HELD: MANAGING PARTNER | ADDRESS: 1201 NEW ROAD, SUITE 111B, LINWOOD, NJ 08221 | START DATE: 09/24/2025 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 200 HRS | APPROX TRADING HRS PER MTH: 7 HRS | DESCRIPTION OF DUTIES: INSURANCE & INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY & HTK.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Thomas Barberio III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Louis Thomas Barberio III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2003 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1201 New Road, Suite 111b, Linwood, NJ 08221RIA
BD
CRD#: 4031
Linwood, NJ
Current
February 5, 2003 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1201 New Road, Suite 111b, Linwood, NJ 08221RIA
BD
CRD#: 4031
Linwood, NJ
Past
January 25, 1996 - February 5, 2003
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
LINWOOD, NJ
Past
January 23, 1996 - February 5, 2003
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
January 22, 1993 - January 11, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/28/2008)
RR
Colorado(8/27/2025)
RR
Delaware(1/4/2022)
RR
Florida(2/5/2003)
RR
Maine(3/21/2007)
RR
Maryland(7/18/2024)
RR
Michigan(10/12/2021)
RR
New Jersey(2/5/2003)
IAR
New Jersey(2/6/2003)
RR
New York(4/5/2013)
RR
North Carolina(2/1/2017)
RR
Ohio(10/7/2020)
RR
Pennsylvania(2/5/2003)
RR
South Carolina(6/7/2013)
RR
Tennessee(12/16/2016)
RR
Texas(2/5/2003)
RR
Virginia(5/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Linwood, NJ 08221TRUST BUT VERIFY
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Contact information
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