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Nehme J. Nehme

AMERICAN FINANCIAL ASSOCIATES
EASTON, PA 18042
Some features on this profile are disabled
CRD#: 2121984
NN

Professional summary

Nehme Joseph Nehme is a registered financial professional currently at AMERICAN FINANCIAL ASSOCIATES, INC. located in Easton, Pennsylvania.

Nehme is registered as a RR (Registered Representative) and started their career in finance in 1991. Nehme has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nehme Joseph Nehme's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 1992 - Present

AMERICAN FINANCIAL ASSOCIATES, INC.

Office #1: 1700 Northampton St. Suite A, Easton, PA 18042
BD
CRD#: 29049
EASTON, PA
Past

August 21, 1991 - February 24, 1992

VALLEY NATIONAL INVESTMENTS, INC.

BD
CRD#: 16715
BETHLEHEM, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/18/2023)
RR
Florida
(3/28/2005)
RR
New Jersey
(2/28/2002)
RR
New York
(6/11/2019)
RR
Pennsylvania
(3/9/1992)

Exams

State Security Law Exam
RR
Series 63
Date: 2/15/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/8/1991
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AMERICAN FINANCIAL ASSOCIATES, INC.
AMERICAN FINANCIAL ASSOCIATES, INC.

CRD#: 29049 / SEC#: , 8-44065

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1700 Northampton Street Suite A, Easton, PA 18042-1659
Mailing Address
1700 Northampton Street, Suite A, Easton, PA 18042-1659
Phone number
(610) 559-1600
Established
Pennsylvania since 07/23/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DALBERTO, HENRY LEONDINOPRESIDENT CEO / CCO / CFO / PFO / POO

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN FINANCIAL ASSOCIATES, INC.

CRD#: 29049Easton, PA 18042

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