Craig Lee Alexander
Professional Summary
Craig Lee Alexander, who also goes by Craig L. Alexander, Craig Alexander, is a registered financial advisor currently at TREND TRADE SECURITIES LLC located in Pasadena, California. Craig is registered as a RR (Registered Representative) and started their career in finance in 1991. Craig has worked at 12 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, Series 57TO, Series 72, SIE, Series 55, Series 7, Series 3, Series 27, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Craig Lee Alexander, Craig L. Alexander, Craig Alexander
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TREND TRADE SECURITIES LLC
Contact Information
Main Address
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105Mailing Address
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105Phone Number
(626) 234-8866Established
Nevada since 08/10/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Dec 2023About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 55 — Limited Representative-Equity Trader Exam
Passed May 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2023About the Series 9 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2023About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 2023About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Craig Lee Alexander's CRS (Customer Relationship Summary).
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