Craig L. Alexander
Professional summary
Craig Lee Alexander, who also goes by Craig L. Alexander, Craig Alexander, is a registered financial professional currently at TREND TRADE SECURITIES LLC located in Pasadena, California.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1991. Craig has worked at 12 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, Series 57TO, Series 72, SIE, Series 55, Series 7, Series 3, Series 27, Series 24, Series 10, Series 9, Series 28, Series 26, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Lee Alexander's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2024 - Present
TREND TRADE SECURITIES LLC
Office #1: 157 S Fair Oaks Ave., Suite# 1018, , Calif, Pasadena, CA 91105Office #2: 157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105August 25, 2020 - September 22, 2021
PENSERRA SECURITIES, LLC
December 2, 2015 - April 3, 2020
WESTERN INTERNATIONAL SECURITIES, INC.
December 2, 2015 - April 3, 2020
WESTERN INTERNATIONAL SECURITIES, INC.
July 8, 2015 - November 30, 2015
FOOTHILL SECURITIES, INC.
July 8, 2015 - November 30, 2015
FOOTHILL SECURITIES, INC.
April 20, 2011 - June 29, 2015
PENSERRA SECURITIES, LLC
August 26, 2010 - April 25, 2011
MATRIX CAPITAL GROUP, INC.
August 12, 2009 - November 24, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
August 11, 2009 - November 24, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
June 24, 2009 - August 14, 2009
OSAIC WEALTH, INC.
June 8, 2009 - August 14, 2009
OSAIC WEALTH, INC.
October 25, 2005 - January 28, 2009
ADVANCED EQUITIES, INC.
June 13, 2005 - June 3, 2009
FIRST ALLIED SECURITIES, INC.
March 27, 2000 - June 13, 2005
ROUND HILL SECURITIES, INC.
January 27, 2000 - April 4, 2000
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
July 9, 1998 - September 3, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
January 18, 1991 - July 9, 1996
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/1/2023
General Securities Representative ExaminationSeries 52TO
Date: 12/1/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 12/1/2023
Operations Professional ExaminationSeries 57TO
Date: 12/1/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 5/12/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 12/1/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
TREND TRADE SECURITIES LLC
CRD#: 328756 / SEC#: , 8-71202
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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