Robin G. Wong
Professional summary
Robin Glenn Wong, who also goes by Rob Wong, is a registered financial professional currently at ALAMO CAPITAL located in Walnut Creek, California.
Robin is registered as a RR (Registered Representative) and started their career in finance in 1991. Robin has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robin Glenn Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2008 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596May 1, 2006 - May 30, 2008
REDWOOD SECURITIES GROUP, INC.
August 5, 2002 - April 10, 2006
RYAN BECK & CO.
April 29, 2002 - April 10, 2006
RYAN BECK & CO.
November 17, 1999 - May 20, 2002
GRUNTAL & CO., L.L.C.
October 13, 1994 - November 5, 1999
SUTRO & CO. INCORPORATED
March 1, 1991 - October 21, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2008)
(1/16/2017)
(8/14/2019)
(7/29/2013)
(1/23/2025)
(5/18/2010)
(1/8/2025)
(5/24/2013)
(11/4/2011)
(5/1/2008)
(1/6/2025)
(5/6/2008)
Exams
FINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
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