Jonathan A. Burklund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Albert Burklund was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1991. Jonathan had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2017 - March 11, 2020
OBERON SECURITIES, LLC
April 25, 2016 - November 8, 2023
KEMA PARTNERS LLC
April 2, 2009 - April 15, 2016
WEILD & CO.
October 26, 2005 - March 24, 2009
STANFORD GROUP COMPANY
January 7, 2005 - November 18, 2005
LADENBURG THALMANN & CO. INC.
July 27, 1996 - February 1, 1999
PRUDENTIAL EQUITY GROUP, LLC
February 1, 1991 - May 3, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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