Gary D. Klubnik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Douglas Klubnik was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1991. Gary had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 51, Series 26 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2001 - November 23, 2021
SKA SECURITIES, INC.
March 9, 2001 - October 12, 2001
VISTA FINANCIAL SERVICES CORPORATION
October 18, 1999 - November 23, 2021
SKA FINANCIAL SERVICES,INC.
August 21, 1996 - March 9, 2001
PRIM SECURITIES, INCORPORATED
March 20, 1991 - February 7, 1996
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/20/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SKA SECURITIES, INC.
CRD#: 113852 / SEC#: , 8-53366
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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