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Gary Douglas Klubnik

CRD# 2121834·Registered 1991 - 2021
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Douglas Klubnik was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1991 - 2021. Gary had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 6, Series 51, Series 26 and Series 28 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SKA SECURITIES, INC.·CRD# 113852
BD
Fairview Park, OH
October 5, 2001 - November 23, 2021
VISTA FINANCIAL SERVICES CORPORATION·CRD# 37626
BD
Hudson, OH
March 9, 2001 - October 12, 2001
SKA FINANCIAL SERVICES,INC.·CRD# 107348
RIA
Fairview Park, OH
October 18, 1999 - November 23, 2021
PRIM SECURITIES, INCORPORATED·CRD# 30504
BD
Independence, OH
August 21, 1996 - March 9, 2001
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
March 20, 1991 - February 7, 1996

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Current Firm

SS
SKA SECURITIES, INC.

SKA SECURITIES, INC.

CRD#: 113852 / SEC#: 8-53366
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126

Mailing Address

22725 Fairview Center Drive Suite 100, Fairview Park, OH 44126

Phone Number

(440) 734-3200

Established

Ohio since 03/05/2001

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALCHER, RUSSEL BRIANCHIEF COMPLIANCE OFFICER2444322
WALCHER, RUSSEL BRIANPRESIDENT2444322

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1991About the Series 6 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Mar 2003About the Series 51 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Sep 2001About the Series 26 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Aug 2001About the Series 28 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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