Lawrence S. Yanez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Steven Yanez JR, who also goes by Lawrence Steven Yanez, Larry Yonez Jr, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1991. Lawrence had worked at 4 firms and has passed the Series 63, Series 22 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 1994 - October 25, 1994
PUBLIC FIDELITY CORPORATION
September 22, 1993 - July 8, 1994
LACROIX ALEXANDER FINANCIAL CORP
June 25, 1993 - September 17, 1993
MACARTHUR STRATEGIES, INC.
February 1, 1991 - June 28, 1991
K MICHAEL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/31/1991
Foreign Currency Options ExaminationCurrent Firm
PUBLIC FIDELITY CORPORATION
CRD#: 30893 / SEC#: , 8-45282
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
