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RH

Richard J. Heiman

ARS WEALTH ADVISORS
St Pertersburg, FL 33701
Some features on this profile are disabled
CRD#: 2121590
RH

Professional summary

Richard Jay Heiman is a registered financial advisor currently at ARS WEALTH ADVISORS located in St Pertersburg, Florida.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Richard has worked at 8 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 27, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Jay Heiman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2021 - Present

ARS WEALTH ADVISORS

Office #1: 111 Second Avenue Ne Suite 204, St Pertersburg, FL 33701
RIA
CRD#: 314882
St Pertersburg, FL
Past

March 8, 2016 - July 1, 2021

ARS WEALTH ADVISORS

RIA
CRD#: 124185
St. Petersburg, FL
Past

July 15, 2010 - March 24, 2016

CI DOYLE PRIVATE WEALTH, LLC

RIA
CRD#: 134503
ST. PETERSBURG, FL
Past

January 24, 2003 - July 8, 2009

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

March 14, 2000 - December 17, 2002

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
TAMPA, FL
Past

September 21, 1999 - December 17, 2002

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

December 21, 1992 - July 30, 1999

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

March 14, 1991 - December 11, 1992

F.N. WOLF & CO., INC.

BD
CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARS WEALTH ADVISORS
ARS WEALTH ADVISORS | ARS WEALTH ADVISORS GROUP, LLC. | ARS WEALTH ADVISORS GROUP, LLC

CRD#: 314882 / SEC#: 801-121501

RIA
Registered Investment Advisory firm - (6/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/16/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/18/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/20/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 4/23/1999
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/26/1994
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/1/1994
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

AW
ARS WEALTH ADVISORS
ARS WEALTH ADVISORS | ARS WEALTH ADVISORS GROUP, LLC. | ARS WEALTH ADVISORS GROUP, LLC

CRD#: 314882 / SEC#: 801-121501

RIA
Registered Investment Advisory firm - (6/22/2021 Approved)
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Contact information

Main Address
111 Second Avenue Ne Suite 900, St. Petersburg, FL 33701
Mailing Address
Phone number
(727) 322-7681
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARS WEALTH ADVISORS GROUP, LLC PART 2A BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts2,652
AUM (Assets Under Management)$ 1,470,401,278

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/11/2024
Cover Page
Report
10/04/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARS WEALTH ADVISORS

CRD#: 314882St Pertersburg, FL 33701

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