Wayne S. Badorf

INVESCO DISTRIBUTORS

Nokomis, FL

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CRD#: 2121580

Professional summary

Wayne Scott Badorf, CFP® is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Nokomis, Florida.

Wayne is registered as a RR (Registered Representative) and started their career in finance in 1991. Wayne has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 14, 2020 - Present

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

Nokomis, FL

Past

December 22, 2016 - October 25, 2019

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

April 12, 2005 - October 25, 2019

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

SAN FRANCISCO, CA

Past

January 3, 2005 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

May 24, 2004 - April 11, 2005

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

August 3, 2000 - May 12, 2004

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

January 31, 1991 - August 14, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 31, 1991 - August 14, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/14/2020)

Exams

State Security Law Exam

Series 63

Date: 2/15/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/11/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INVESCO DISTRIBUTORS, INC.

CRD#: 7369 / SEC#: , 8-21323

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Phone number

(713) 214-1919

Established

Delaware since 11/18/1976

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INVESCO ADVISERS, INC.	DIRECT OWNER
GREGSON, MARK WILLIAM	CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP	2630230
HANCOCK, TRISHA BELL	CHIEF COMPLIANCE OFFICER	4373744
HARRIS, JERRY CLINTON II	DIRECTOR	3275064
KRAMER, BRIAN KEITH	DIRECTOR	4132102
MCDONOUGH, JOHN CARLIN	PRESIDENT/CEO/DIRECTOR	2363299
WISDOM, CRISSIE MCMENNAMY	ANTI-MONEY LAUNDERING COMPLIANCE OFFICER	2793857

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne S. Badorf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wayne Scott Badorf's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

STEPHENS

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/1991

SIE

Date: 10/1/2018

Series 7

Date: 1/30/1991

Series 24

Date: 11/11/1996

FINRA

Current Firm

INVESCO DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INVESCO DISTRIBUTORS, INC.

TRUST BUT VERIFY

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