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GL

George R. Leslie

Some features on this profile are disabled
CRD#: 2121568
GL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Raymond Leslie was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1991. George had worked at 9 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 18, 2013 - November 14, 2013

INTERVEST INTERNATIONAL EQUITIES CORPORATION

BD
CRD#: 20289
CARMEL, IN
Past

June 10, 2013 - November 14, 2013

INTERVEST INTERNATIONAL, INC.

RIA
CRD#: 111516
CARMEL, IN
Past

February 4, 2011 - August 1, 2011

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
INDIANAPOLIS, IN
Past

November 8, 2010 - August 1, 2011

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
INDIANAPOLIS, IN
Past

March 26, 2009 - May 14, 2010

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
GREENWOOD, IN
Past

August 3, 2007 - March 17, 2009

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
DANVILLE, IN
Past

July 18, 2007 - March 17, 2009

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
DANVILLE, IN
Past

September 18, 1997 - December 17, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

BD
CRD#: 1075
INDIANAPOLIS, IN
Past

September 18, 1997 - May 16, 2005

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

February 2, 1996 - December 31, 1996

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 3, 1991 - March 1, 1994

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 8/2/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

II
INTERVEST INTERNATIONAL EQUITIES CORPORATION
INTERVEST INTERNATIONAL EQUITIES CORP. | KICKAPOO SECURITIES CORP. | INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289 / SEC#: , 8-38156

BD
Terminated by SEC on 02/14/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 03/24/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
INTERVEST INTERNATIONAL, INC.PARENT CORP

Disclosures

Regulatory Event1
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

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