Maurice E. Davy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Edward Davy, who also goes by Bud Davy Jr, Bud Davy, was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 1991. Maurice had worked at 5 firms and has passed the Series 63, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2000 - May 28, 2013
SCF SECURITIES, INC.
February 15, 1998 - January 6, 2000
WALL STREET FINANCIAL GROUP, INC.
September 11, 1994 - February 9, 1998
CENTAURUS FINANCIAL, INC.
August 5, 1993 - August 30, 1994
AMERICAN CLASSIC SECURITIES, INC.
May 13, 1991 - June 24, 1993
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/6/1996
Non-Member General Securities ExaminationCurrent Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
