AW

Andrew S. Wyatt

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CRD#: 2121388
AW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Scott Wyatt was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1991. Andrew had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 28, 2011 - January 3, 2017

CORNERSTONE

RIA
CRD#: 107366
EDINA, MN
Past

March 15, 1991 - November 9, 1993

IAI SECURITIES, INC.

BD
CRD#: 27917

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CO
CORNERSTONE
CORNERSTONE | CORNERSTONE CAPITAL MANAGEMENT LLC | CORNERSTONE CAPITAL MANAGEMENT INC

CRD#: 107366 / SEC#: 801-45262

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Contact information


Main Address
3600 Minnesota Drive, Suite 70, Edina, MN 55435
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CORNERSTONE

CRD#: 107366

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