Denise M. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Marie Lee, who also goes by Denise Marie Krisko, Denise Marie Lee, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1991. Denise had worked at 4 firms and has passed the Series 3, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2015 - July 6, 2020
VIDENT INVESTMENT ADVISORY, LLC
January 13, 1992 - June 12, 2000
VANGUARD MARKETING CORPORATION
February 8, 1991 - May 23, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 8, 1991 - May 23, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIDENT INVESTMENT ADVISORY, LLC
CRD#: 171004 / SEC#: 801-80534
Contact information
Regulatory assets under management
| Total Number of Accounts | 481 |
| AUM (Assets Under Management) | $ 6,678,390,435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
