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RK

Robert J. Katch

MANCHESTER FINANCIAL
WESTLAKE VILLAGE, CA 91361
Some features on this profile are disabled
CRD#: 2121257
RK

Professional summary

Robert James Katch, who also goes by Robert Katch, is a registered financial advisor currently at MANCHESTER FINANCIAL INC located in Westlake Village, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 2 firms and has passed the Series 2 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert Katch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Katch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2003 - Present

MANCHESTER FINANCIAL INC

Office #1: 2815 Townsgate Road Suite 100, Westlake Village, CA 91361
RIA
CRD#: 106071
WESTLAKE VILLAGE, CA
Past

June 9, 2005 - June 8, 2017

WEALTH ENHANCEMENT & PRESERVATION, INC.

RIA
CRD#: 124368
WESTLAKE VILLAGE, CA
Past

January 22, 1991 - December 31, 2002

MANCHESTER FINANCIAL INC

RIA
CRD#: 106071
WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MANCHESTER FINANCIAL INC
MANCHESTER FINANCIAL INC

CRD#: 106071 / SEC#: 801-37370

RIA
Registered Investment Advisory firm - (9/14/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/15/2003)
IAR
Texas
(1/15/2003)

Exams

General Industry/Product Exam
RR
Series 2
Date: 12/11/1990
Non-Member General Securities Examination

Current Firm

MF
MANCHESTER FINANCIAL INC
MANCHESTER FINANCIAL INC

CRD#: 106071 / SEC#: 801-37370

RIA
Registered Investment Advisory firm - (9/14/1990 Approved)
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Contact information

Main Address
2815 Townsgate Road Suite 100, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 495-4405
Established
Firm type
Fiscal year end
# of Employees
20

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,007
AUM (Assets Under Management)$ 946,838,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANCHESTER FINANCIAL INC

CRD#: 106071Westlake Village, CA 91361

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