Scott R. Chandler
Professional summary
Scott Russell Chandler, who also goes by Scott R Chandler, Scott Russell Chandler Mr, Scott Russell Chandler, Scott Chandler, is a registered financial professional currently at GUGGENHEIM FUNDS DISTRIBUTORS, LLC located in Chicago, Illinois.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1991. Scott has worked at 19 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Russell Chandler's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2022 - Present
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Office #1: 227 West Monroe Street 7th Floor, Chicago, IL 60606October 11, 2022 - November 21, 2022
REGULUS FINANCIAL GROUP, LLC
July 2, 2021 - March 14, 2022
MEEDER ADVISORY SERVICES, INC.
July 2, 2021 - March 14, 2022
MEEDER DISTRIBUTION SERVICES, INC.
June 25, 2019 - February 4, 2021
DWS DISTRIBUTORS, INC.
January 1, 2010 - June 3, 2019
INVESCO ADVISERS, INC.
August 14, 2007 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
July 19, 2007 - June 3, 2019
INVESCO DISTRIBUTORS, INC.
June 20, 2007 - July 9, 2007
PRINCIPAL SECURITIES, INC.
March 14, 2005 - July 9, 2007
PRINCIPAL FUNDS DISTRIBUTOR, INC.
April 10, 2002 - February 3, 2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
January 19, 1999 - September 21, 2001
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 13, 1997 - May 28, 1997
LEONARD & COMPANY
July 27, 1995 - December 31, 1995
SAPERSTON FINANCIAL INC.
March 16, 1993 - September 20, 1993
IDS LIFE INSURANCE COMPANY
March 16, 1993 - September 20, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
March 10, 1992 - April 24, 1992
AMERIPRISE ADVISOR SERVICES, INC.
December 23, 1991 - March 10, 1992
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
July 31, 1991 - December 6, 1991
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD#: 39805 / SEC#: 801-54810, 8-48842
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2022)
(3/23/2023)
(12/19/2022)
Exams
FINRA
Current Firm
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD#: 39805 / SEC#: 801-54810, 8-48842
Contact information
SEC notice filing (2 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUGGENHEIM FUNDS SERVICES, LLC | MEMBER | |
| CHAN, YING | FINANCIAL AND OPERATIONS PRINCIPAL | 4956885 |
| COGLIANDRO, DOMINICK NMN | CHIEF OPERATING OFFICER, UNIT INVESTMENT TRUST BUSINESS | 1490945 |
| DILORENZO, DINA MARIE | PRESIDENT OF THE BROKER DEALER, GUGGENHEIM FUNDS DISTRIBUTORS, LLC | 2664787 |
| LEE, AMY JO | GENERAL COUNSEL, SECRETARY, AND SENIOR MANAGING DIRECTOR | 1161869 |
| METZGER, DENNIS RYAN | CHIEF COMPLIANCE OFFICER | 4888899 |
| MILLER, ELISABETH ANN | SENIOR MANAGING DIRECTOR | 4381813 |
| PARISI, CHRISTOPHER VITO | HEAD OF DISTRIBUTION, SENIOR MANAGING DIRECTOR | 2410528 |
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 6,850,185,742 |
Red Flags
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