Ronnie G. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronnie Gene Lee, who also goes by Ronald Gene Lee, was a registered financial professional .
Ronnie is a previously registered financial professional and started their career in finance in 1991. Ronnie had worked at 2 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2009 - December 2, 2013
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
January 30, 1991 - December 2, 2013
FBL MARKETING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
CRD#: 5308 / SEC#: 801-7655, 8-15854
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL SERVICES, INC. | OWNER | |
| BRANNEN, JAMES PATRICK | CFO & DIRECTOR | 2746986 |
| COOMBS, SUSAN MARIE | MUTUAL FUND ACCOUNTING DIRECTOR | 3181559 |
| MARKER, DENNIS MICHAEL | PRESIDENT & DIRECTOR | 872474 |
| MORAIN, STEPHEN M | SENIOR VP, GENERAL COUNSEL & DIRECTOR | 1033225 |
| NOYCE, JAMES WILLIAM | VICE PRESIDENT, TREASURER & DIRECTOR | 2152118 |
| ODDY, WILLIAM JOSEPH | CEO & DIRECTOR | 350982 |
| PAULE, JOHN M | CMO & DIRECTOR | 3000719 |
| ROJOHN, KRISTI | INVESTMENT COMPLIANCE VP, SECY | 1700348 |
| RUMELHART, JOANN WESLIE | EXECUTIVE VP & DIRECTOR | 2145908 |
| SANDBURG, LOUANN GERHARD | VP - INVESTMENTS, ASST TREAS & DIRECTOR | 727918 |
| WILSON, LYNN ELDEN | VP & DIRECTOR | 2636153 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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