Charles J. Dushek
Professional summary
Charles Joseph Dushek was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Charles is a previously registered financial advisor and started their career in finance in 1991. Prior to being barred, Charles had worked at 5 firms, which includes CAPITAL MANAGEMENT ASSOCIATESINC., GS2 SECURITIES INC., INSIGHT SECURITIES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1997 - June 16, 2015
CAPITAL MANAGEMENT ASSOCIATES,INC.
July 22, 1997 - December 31, 1998
GS2 SECURITIES, INC.
November 14, 1995 - August 1, 1997
INSIGHT SECURITIES, INC.
March 19, 1993 - November 14, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 1991 - March 11, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Current Firm
CAPITAL MANAGEMENT ASSOCIATES,INC.
CRD#: 123730 / SEC#:
Contact information
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