Tobin J. Senefeld
Professional summary
Tobin Joseph Senefeld was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tobin is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Tobin had worked at 8 firms, which includes PIN FINANCIAL LLC, CHAMPION SECURITIES COMPANY L.L.C., INDIANA SECURITIES LLC, RICHARD B. VANCE & COMPANY, MORGAN KEEGAN & COMPANY LLC, H.J. MEYERS & CO. INC., WESTFIELD FINANCIAL CORPORATION, HIBBARD BROWN & CO. INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - June 22, 2016
PIN FINANCIAL, LLC
February 14, 2012 - June 28, 2012
CHAMPION SECURITIES COMPANY L.L.C.
July 31, 2009 - April 18, 2011
INDIANA SECURITIES, LLC
December 23, 1998 - August 1, 2000
RICHARD B. VANCE & COMPANY
June 30, 1997 - October 29, 1998
MORGAN KEEGAN & COMPANY, LLC
August 22, 1994 - July 29, 1997
H.J. MEYERS & CO., INC.
August 8, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
June 17, 1991 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PIN FINANCIAL, LLC
CRD#: 132876 / SEC#: , 8-66650
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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