MC
Michael A. Coombe
ROBERT W. BAIRD & CO.
Ft Wright, KY 41011
Some features on this profile are disabled
CRD#: 2120683
MC
Professional summary
Michael Anderson Coombe is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Ft Wright, Kentucky.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name/Address: William Powell Company / 3261 Spring Grove Ave, Cincinnati, OH 45255 Start Date: 1/11987 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Non Investment Related 3) NAME AND ADDRESS: MILTONS INVESTMENTS LLC 2600 HANDASYDE AVE CINCINNATI, OH 45208 NATURE OF ENTITY: LLC CREATED TO POOL INVESTMENTS FOR MY 2 BROTHERS AND ME. RESPONSIBILITIES IN THIS ROLE: MANAGING MEMBER HOURS DEVOTED: N/A 4)NAME AND ADDRESS: CHARGOT INVESTMENTS LLC 2600 HANDASYDE AVE CINCINNATI, OH 45208 NATURE OF ENTITY: LLC CREATED TO POOL INVESTMENTS FOR MY 2 BROTHERS AND ME. RESPONSIBILITIES IN THIS ROLE: MANAGING MEMBER HOURS DEVOTED: N/A 5) NAME AND ADDRESS: JMPC INVESTMENTS LLC 2600 HANDASYDE AVE CINCINNATI, OH 45208 NATURE OF ENTITY: MANAGING ENTITY OF CHARGOT INVESTMENTS LLC AND MILTONS INVESTMENTS LLC. LLC CREATED TO POOL INVESTMENTS FOR MY 2 BROTHERS AND ME. RESPONSIBILITIES IN THIS ROLE: MANAGING MEMBER HOURS DEVOTED: N/A 6)NAME AND ADDRESS: SPRING GROVE CEMETERY AND ARBORETUM 4521 SPRING GROVE AVENUE CINCINNATI, OH 45232 NATURE OF ENTITY: CEMETERY, FUNERAL HOME AND ARBORETUM RESPONSIBILITIES IN THIS ROLE: BOARD MEMBER HOURS DEVOTED:4 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS. 7)WILLIAM P ANDERSON FDTN 201 EAST FIFTH STREET CINCINNATI, OH 45202 NATURE OF ENTITY: PRIVATE FOUNDATION RESPONSIBILITIES IN THIS ROLE: THE TRUSTEES ALLOCATE FUNDS ONCE A YEAR PER GRANT APPLICATIONS FROM 501C3 ORGANZIATIONS. I AM ON THE EXECUTIVE COMMITTEE. HOURS DEVOTED: N/A Name: Aprecia Pharmaceuticals Corp; Not investment-related; Address: 10901 Kenwood Road, Cincinnati, OH 45242; Nature: Private Company; Role: Board Member; Start Date: 2/15/2018; Appx hrs: 8 hours per year; Hrs during trading: 8; Duties: The only real job of these board members will be 1) to distribute as dividends any profits that flow into the Corp from the LLC; 2) sign any tax returns; and 3) whatever else needs to be done. Name and Address: Sears Point Summer LLC 8905 Old Indian Hill Road Cincinnati OH 45243 Start Date: 1/31/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Lorika Ltd / 8905 Old Indian Hill Rd, Cincinnati, OH 45243 Start Date: April 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anderson Coombe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Anderson Coombe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2012 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 809 Wrights Summit Parkway, Suite 310, Ft Wright, KY 41011RIA
BD
CRD#: 8158
Ft Wright, KY
Current
January 9, 2012 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 809 Wrights Summit Parkway, Suite 310, Ft Wright, KY 41011RIA
BD
CRD#: 8158
Ft Wright, KY
Past
November 5, 2007 - March 27, 2012
1919 INVESTMENT COUNSEL, LLC
RIA
CRD#: 133370
BALTIMORE, MD
Past
January 1, 2000 - September 20, 2007
OSBORN ROHS WILLIAMS & DONOHOE, LLC
RIA
CRD#: 117048
CINCINNATI, OH
Past
August 8, 1995 - June 6, 2006
RDSC, LLC
BD
CRD#: 7519
CINCINNATI, OH
Past
October 4, 1991 - January 26, 1994
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
April 8, 1991 - October 4, 1991
GRADISON & COMPANY INCORPORATED
BD
CRD#: 859
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/13/2024)
RR
Indiana(10/8/2024)
RR
Kentucky(7/29/2024)
IAR
Kentucky(3/11/2025)
RR
Massachusetts(1/10/2012)
IAR
Massachusetts(8/13/2025)
RR
Michigan(1/10/2012)
RR
Minnesota(8/31/2022)
RR
New Jersey(1/10/2012)
RR
New York(1/10/2012)
IAR
Ohio(1/3/2012)
RR
Ohio(1/10/2012)
IAR
Oklahoma(1/3/2012)
RR
South Carolina(10/23/2020)
IAR
Texas(1/3/2012)
RR
Virginia(11/2/2022)
RR
West Virginia(1/10/2012)
RR
Wisconsin(3/11/2025)
RR
Wyoming(1/10/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Ft Wright, KY 41011TRUST BUT VERIFY
Monitor Michael Coombe
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
