Lawrence D. Vitez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence David Vitez, who also goes by Larry VItez, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1991. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 1995 - December 31, 2025
BNA WEALTH, INC.
July 13, 1994 - July 10, 1996
NATHAN & LEWIS SECURITIES, INC.
January 12, 1994 - July 18, 1994
MID ATLANTIC INVESTOR SERVICES, INC.
July 31, 1992 - January 13, 1994
FERRIS, BAKER WATTS, LLC
February 11, 1991 - October 13, 1992
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
BNA WEALTH, INC.
CRD#: 39326 / SEC#: 801-48984, 8-48642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BNA WEALTH, INC.
CRD#: 39326 / SEC#: 801-48984, 8-48642
Contact information
SEC notice filing (7 States and Territories)
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACKERMAN, ADAM ERIC MR. | PRESIDENT/CHIEF COMPLIANCE OFFICER | 6447420 |
Regulatory assets under management
| Total Number of Accounts | 542 |
| AUM (Assets Under Management) | $ 619,754,403 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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