Lawrence D. Vitez
Professional summary
Lawrence David Vitez, who also goes by Larry VItez, is a registered financial professional currently at BNA WEALTH, INC. located in Rock Hill, South Carolina.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1991. Lawrence has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence David Vitez's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 1995 - Present
BNA WEALTH, INC.
Office #1: 596 Herrons Ferry Road, Suite 300, Rock Hill, SC 29732Office #2: 596 Herrons Ferry Road Suite 300, Rock Hill, SC 29730July 13, 1994 - July 10, 1996
NATHAN & LEWIS SECURITIES, INC.
January 12, 1994 - July 18, 1994
MID ATLANTIC INVESTOR SERVICES, INC.
July 31, 1992 - January 13, 1994
FERRIS, BAKER WATTS, LLC
February 11, 1991 - October 13, 1992
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
BNA WEALTH, INC.
CRD#: 39326 / SEC#: 801-48984, 8-48642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/1995)
(12/21/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BNA WEALTH, INC.
CRD#: 39326 / SEC#: 801-48984, 8-48642
Contact information
SEC notice filing (2 States and Territories)
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ACKERMAN, ADAM ERIC MR. | PRESIDENT/CHIEF COMPLIANCE OFFICER | 6447420 |
Regulatory assets under management
| Total Number of Accounts | 473 |
| AUM (Assets Under Management) | $ 504,007,049 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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