Donald W. Fowler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Walter Fowler was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1969. Donald had worked at 4 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1983 - January 30, 1996
QUINTANA ASSOCIATES, INC.
August 29, 1974 - October 9, 1980
LPL FINANCIAL LLC
August 27, 1973 - September 26, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 30, 1969 - November 15, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/23/1968
Registered Representative ExaminationSeries 40
Date: 4/19/1973
Registered Principal ExaminationCurrent Firm
QUINTANA ASSOCIATES, INC.
CRD#: 8276 / SEC#: , 8-24887
Contact information
Documents
Red Flags
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