Marc O. Mayer

MANNING & NAPIER INVESTOR SERVICES

Fairport, NY 14450

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CRD#: 2120110

Professional summary

Marc Orlans Mayer is a registered financial professional currently at MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.

Marc is registered as a RR (Registered Representative) and started their career in finance in 1991. Marc has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc Orlans Mayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2019 - Present

MANNING & NAPIER INVESTOR SERVICES, INC.

Office #1: 290 Woodcliff Drive, Fairport, NY 14450

CRD#: 26266

Fairport, NY

Past

August 20, 2014 - June 12, 2018

SCHRODER FUND ADVISORS LLC

CRD#: 24129

NEW YORK, NY

Past

December 3, 2003 - February 13, 2009

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NEW YORK, NY

Past

December 7, 2000 - February 13, 2009

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Past

April 4, 1991 - December 7, 2000

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 3/25/1992

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 4/3/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MANNING & NAPIER INVESTOR SERVICES, INC.

FIDUCIARY BROKER SERVICES, INC. | MANNING & NAPIER INVESTOR SERVICES, INC. | MANNING & NAPIER CAPITAL ADVISORS

CRD#: 26266 / SEC#: , 8-42468

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

290 Woodcliff Drive, Fairport, NY 14450

Mailing Address

290 Woodcliff Drive, Fairport, NY 14450

Phone number

(585) 325-6880

Established

New York since 03/21/1990

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MANNING & NAPIER GROUP, LLC	OWNER
CRAIG, ELIZABETH KIM	DIRECTOR	5726029
CRAIG, ELIZABETH KIM	CORPORATE SECRETARY	5726029
LAREW, SAMANTHA MARIE	CHIEF COMPLIANCE OFFICER	4928353
LINDENMUTH, VALERIE MAY	DIRECTOR	4572179
MORABITO, SCOTT JAMES	PRESIDENT/ DIRECTOR	6838712
MORABITO, SCOTT JAMES	PRINCIPAL OPERATIONS OFFICER	6838712
SERRA, CARL ANTHONY III	PRINCIPAL FINANCIAL OFFICER	3179039

Red Flags

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Advisor Monitoring

Firm Stability Insights

Marc O. Mayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marc Orlans Mayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHRODER FUND ADVISORS LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

SANFORD C. BERNSTEIN & CO., LLC

SANFORD C. BERNSTEIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/1995

Series 63

Date: 4/4/1991

SIE

Date: 6/12/2018

Series 16

Date: 3/25/1992

Series 7

Date: 4/3/1991

Series 24

Date: 12/11/2014

FINRA

Current Firm

MANNING & NAPIER INVESTOR SERVICES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MANNING & NAPIER INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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