Marc O. Mayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Orlans Mayer was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1991. Marc had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2019 - April 17, 2026
MANNING & NAPIER INVESTOR SERVICES, INC.
August 20, 2014 - June 12, 2018
SCHRODER FUND ADVISORS LLC
December 3, 2003 - February 13, 2009
ALLIANCEBERNSTEIN INVESTMENTS, INC.
December 7, 2000 - February 13, 2009
SANFORD C. BERNSTEIN & CO., LLC
April 4, 1991 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANNING & NAPIER INVESTOR SERVICES, INC.
CRD#: 26266 / SEC#: , 8-42468
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANNING & NAPIER GROUP, LLC | OWNER | |
| CRAIG, ELIZABETH KIM | CORPORATE SECRETARY | 5726029 |
| CRAIG, ELIZABETH KIM | DIRECTOR | 5726029 |
| LAREW, SAMANTHA MARIE | CHIEF COMPLIANCE OFFICER | 4928353 |
| LINDENMUTH, VALERIE MAY | DIRECTOR | 4572179 |
| MORABITO, SCOTT JAMES | PRESIDENT/ DIRECTOR | 6838712 |
| MORABITO, SCOTT JAMES | PRINCIPAL OPERATIONS OFFICER | 6838712 |
| SERRA, CARL ANTHONY III | PRINCIPAL FINANCIAL OFFICER | 3179039 |
Red Flags
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