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MT

Michael E. Thomas

FREESTATE ADVISORS LLC
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 2119910
MT

Professional summary

Michael Edward Thomas, who also goes by Mike Thomas, is a registered financial advisor currently at FREESTATE ADVISORS LLC located in Overland Park, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 4 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M.E. THOMAS PROPERTIES, LLC - MEMBER INVOLVED WITH PROPERTY ACQUISITION AND AGRICULTURE. 2) RETIREMENT INCOME STRATEGIES, LLC - MANAGING MEMBER OFFERING FIXED INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Thomas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 16, 2017 - Present

FREESTATE ADVISORS LLC

Office #1: 4400 College Blvd Suite 125, Overland Park, KS 66211
RIA
CRD#: 145800
Overland Park, KS
Past

November 20, 2015 - November 30, 2015

FREESTATE ADVISORS LLC

RIA
CRD#: 145800
OVERLAND PARK, KS
Past

May 3, 2007 - February 24, 2017

SII INVESTMENTS, INC.

RIA
CRD#: 2225
LEAWOOD, KS
Past

August 2, 2005 - February 24, 2017

SII INVESTMENTS, INC.

BD
CRD#: 2225
LEAWOOD, KS
Past

November 2, 1998 - August 5, 2005

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA
Past

February 8, 1991 - November 9, 1998

BMA FINANCIAL SERVICES, INC.

BD
CRD#: 7943
KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FREESTATE ADVISORS LLC
FREESTATE ADVISORS LLC | FREESTATE CAPITAL ADVISORS LLC

CRD#: 145800 / SEC#: 801-106933

RIA
Registered Investment Advisory firm - (11/24/2015 Approved)
Arizona
Registered Investment Advisory firm - (12/2/2015 Terminated)
Kansas
Registered Investment Advisory firm - (12/2/2015 Terminated)
Missouri
Registered Investment Advisory firm - (12/2/2015 Terminated)
Texas
Registered Investment Advisory firm - (12/2/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(2/16/2017)
IAR
Missouri
(9/26/2017)
IAR
Texas
(9/26/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/24/2007
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/7/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/11/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/7/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/18/2000
General Securities Principal Examination

Current Firm

FA
FREESTATE ADVISORS LLC
FREESTATE ADVISORS LLC | FREESTATE CAPITAL ADVISORS LLC

CRD#: 145800 / SEC#: 801-106933

RIA
Registered Investment Advisory firm - (11/24/2015 Approved)
Arizona
Registered Investment Advisory firm - (12/2/2015 Terminated)
Kansas
Registered Investment Advisory firm - (12/2/2015 Terminated)
Missouri
Registered Investment Advisory firm - (12/2/2015 Terminated)
Texas
Registered Investment Advisory firm - (12/2/2015 Terminated)
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Contact information

Main Address
4400 College Blvd Suite 125, Overland Park, KS 66211
Mailing Address
Phone number
(913) 890-2065
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/9/2025)

Regulatory assets under management

Total Number of Accounts608
AUM (Assets Under Management)$ 159,596,367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREESTATE ADVISORS LLC

CRD#: 145800Overland Park, KS 66211

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