Francis G. Nenes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis George Nenes JR, who also goes by George Francis Nenes, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1991. Francis had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1993 - August 26, 1994
REGENCY CAPITAL GROUP, INC.
January 15, 1993 - June 9, 1993
SECURITIES RESOURCE GROUP, LTD.
June 9, 1992 - December 8, 1992
PAULSON INVESTMENT COMPANY LLC
December 23, 1991 - May 6, 1992
FRANKLIN-LORD, INC.
March 25, 1991 - December 19, 1991
FIRST AMERICAN BILTMORE SECURITIES, INC.
January 11, 1991 - March 11, 1991
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REGENCY CAPITAL GROUP, INC.
CRD#: 30764 / SEC#: , 8-45181
Contact information
Documents
Red Flags
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