TW
Thomas M. Weissenburger
WEIS ADVISORY
Clive, IA 50325
Some features on this profile are disabled
CRD#: 2119726
TW
Professional summary
Thomas Michael Weissenburger, who also goes by Tom Weissenburger, is a registered financial advisor currently at WEIS ADVISORY located in Clive, Iowa and LPL FINANCIAL LLC located in Clive, Iowa.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 51 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Weissenburger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/30/2015 - WEISSENBURGER INVESTMENTS AND FINANCIAL PLANNING/ DBA ONLY/ 100%/ CLIVE, IA 2. 04/30/2015 - WEISSENBURGER REAL ESTATE LLC/ REAL ESTATE RENTAL/ 5%/ CLIVE, IA 3. 04/30/2015 - WEISSENBURGER AVIATION/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ 5%/ WILMINGTON, DE 4. 04/30/2015 - TOUCH AND GO CAR WASH, LLC/ CAR WASH BUSINESS OWNER/ 5%/ DES MOINES, IA 5. 04/30/2015 - WEISS ACCOUNTING LLC/ TAX PREP/ACCOUNTING/CPA/ 5%/ CLIVE, IA 6. 05/04/2015 - WEIS ADVISORY LLC - REGISTERED INVESTMENT ADVISOR HYBRID - INV REL - AT REPORTED BUSINESS LOCATION9S) - START 5/1/2015 - TIME SPENT 20% 7. 11/23/2015 * Coach/Sports * Basketball coach * NOT INV REL * 13007 Douglas Parkway, Urbandale, IA 50322 * START 11/16/2015 * 20 HRS/MO NOT DURING SECS TRDG HRS. 8. 5/18/2017 - No Business Name - Not Investment Related - 13007 Douglas Pkwy, Urbandale, IA 50323 - Outside/W-2 Employment - Football Coach - Start 08/01/2017 - 40 Hours Per Month/5 Hours During Securities Trading. 9. 02/28/2022 - Rotation Management Corp. - Not Investment Related - 1653 NW 100th Pl, Clive, IA 50325 - Outside/W-2 Employment - Administrative Assistant - Start Date - 02/12/2022 - 32 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Michael Weissenburger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2015 - Present
WEIS ADVISORY
Office #1: 16400 Sheridan Avenue, Clive, IA 50325RIA
CRD#: 217517
Clive, IA
Current
April 30, 2015 - Present
LPL FINANCIAL LLC
Office #1: 16400 Sheridan Avenue, Clive, IA 50325RIA
BD
CRD#: 6413
Clive, IA
Past
July 23, 2009 - May 1, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CLIVE, IA
Past
July 16, 2009 - May 1, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CLIVE, IA
Past
January 22, 2004 - July 22, 2009
SII INVESTMENTS, INC.
RIA
CRD#: 2225
CLIVE, IA
Past
January 22, 2004 - July 22, 2009
SII INVESTMENTS, INC.
BD
CRD#: 2225
CLIVE, IA
Past
May 15, 2000 - January 23, 2004
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
CLIVE, IA
Past
May 10, 2000 - January 23, 2004
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
August 29, 1996 - May 15, 2000
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
January 17, 1991 - August 29, 1996
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEIS ADVISORY
WEIS ADVISORY | WEIS ADVISORY, LLC
CRD#: 217517 / SEC#: 801-123482
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)Iowa
Registered Investment Advisory firm - (5/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2018)
RR
Arizona(4/30/2015)
RR
Arkansas(5/28/2015)
RR
California(4/30/2015)
RR
Colorado(4/30/2015)
RR
Florida(4/30/2015)
RR
Georgia(4/30/2015)
RR
Hawaii(4/30/2015)
RR
Idaho(1/15/2021)
RR
Illinois(5/28/2015)
RR
Indiana(5/28/2015)
RR
Iowa(4/30/2015)
IAR
Iowa(5/1/2015)
RR
Kansas(4/30/2015)
RR
Kentucky(4/30/2015)
RR
Louisiana(4/30/2015)
RR
Maryland(2/22/2016)
RR
Massachusetts(8/17/2017)
RR
Michigan(1/15/2021)
RR
Minnesota(4/30/2015)
RR
Missouri(4/30/2015)
RR
Montana(5/12/2020)
RR
Nebraska(4/30/2015)
RR
Nevada(4/30/2015)
RR
New Jersey(8/1/2018)
RR
New Mexico(4/30/2015)
RR
New York(11/14/2016)
RR
North Carolina(4/30/2015)
RR
North Dakota(4/30/2015)
RR
Ohio(2/2/2024)
RR
Pennsylvania(4/30/2015)
RR
South Carolina(4/30/2015)
RR
South Dakota(4/30/2015)
RR
Tennessee(4/30/2015)
RR
Texas(4/30/2015)
IAR
Texas(10/29/2019)
RR
Utah(7/7/2015)
RR
Virginia(9/26/2017)
RR
Washington(4/30/2015)
RR
Wisconsin(4/30/2015)
RR
Wyoming(4/30/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEIS ADVISORY
WEIS ADVISORY | WEIS ADVISORY, LLC
CRD#: 217517 / SEC#: 801-123482
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)Iowa
Registered Investment Advisory firm - (5/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16400 Sheridan Avenue, Clive, IA 50325
Mailing Address
16400 Sheridan Avenue, Clive, IA 50325
Phone number
(888) 978-2082
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 684 |
| AUM (Assets Under Management) | $ 187,907,311 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEIS ADVISORY
CRD#: 217517Clive, IA 50325TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
