Safet Mrkulic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Safet Mrkulic, who also goes by Steven Mrkulic, Mrkulic Steven, was a registered financial professional .
Safet is a previously registered financial professional and started their career in finance in 1993. Safet had worked at 17 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2019 - April 23, 2020
I-BANKERS DIRECT, LLC
October 17, 2016 - July 20, 2018
OKCOIN SECURITIES LLC
April 2, 2014 - December 22, 2014
REVERE SECURITIES LLC
February 24, 2013 - April 5, 2013
DAWSON JAMES SECURITIES, INC.
October 30, 2003 - March 12, 2004
FIRST MONTAUK SECURITIES CORP.
September 24, 2001 - July 24, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 11, 2001 - September 7, 2001
CAMDEN SECURITIES, INC.
September 28, 2000 - July 5, 2001
INTERFIRST CAPITAL CORPORATION
January 26, 2000 - October 27, 2000
SALOMON GREY FINANCIAL CORPORATION
March 24, 1999 - January 28, 2000
BARRON CHASE SECURITIES, INC.
November 28, 1998 - March 5, 1999
D.L. CROMWELL INVESTMENTS, INC.
June 22, 1995 - July 1, 1998
AUERBACH, POLLAK & RICHARDSON INC.
October 18, 1994 - March 21, 1995
DAKIN SECURITIES CORPORATION
March 29, 1994 - June 29, 1995
D. BLECH & COMPANY, INCORPORATED
December 14, 1993 - April 8, 1994
A.S. GOLDMEN & CO., INC.
July 29, 1993 - December 22, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 20, 1993 - July 13, 1993
BURNETT, GREY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I-BANKERS DIRECT, LLC
CRD#: 167533 / SEC#: , 8-69264
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IB DIRECT, LLC | SOLE MEMBER | |
| THAYER, LARRY DANIEL JR | CCO, CONTROL PERSON FOR SHUTDOWN ACTIVITIES | 4598879 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
