Lois L. Isbell

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CRD#: 2119662

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lois Laverne Isbell, who also goes by Lois Laverne Hearne, Lois Laverne Owens, Lois Laverne Trimble, was a registered financial professional .

Lois is a previously registered financial professional and started their career in finance in 1991. Lois had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lois Laverne Hearne | Lois Laverne Owens | Lois Laverne Trimble

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside insurance carriers for the purpose of brokering non-registered insurance products; start date 07/2005; investment related; 10 Desta DR STE 100W Midland TX 79705] [Race Horse Ownership; 5% to 20% outright ownership in thoroughbred racehorses.; 151 Sandesta Drive, Alto, NM 88312; Start Date 08/2015; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS via BlueCross BlueShield of Texas; 2817 North JBS Parkway, Suite 104A, Odessa, TX 79762; Start Date 12/1992; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2009 - January 17, 2025

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

ODESSA, TX

Past

May 19, 2004 - January 17, 2025

NYLIFE SECURITIES LLC

CRD#: 5167

ODESSA, TX

Past

January 21, 2003 - April 27, 2004

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

MIDLAND, TX

Past

December 19, 2002 - April 27, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 8, 2002 - December 4, 2002

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

MIDLAND, TX

Past

April 30, 2002 - December 4, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 7, 2001 - April 22, 2002

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

April 24, 1991 - September 10, 2001

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/1993

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/9/1991

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/22/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lois L. Isbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1997

Series 63

Date: 3/26/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/5/1993

Series 22

Date: 9/9/1991

Series 6

Date: 4/22/1991

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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