DC
Douglas J. Collier
J. W. COLE ADVISORS
BOCA RATON, FL 33432
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CRD#: 2119606
DC
Professional summary
Douglas John Collier is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Boca Raton, Florida and J.W. COLE FINANCIAL, INC. located in Boca Raton, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Douglas has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DOUG COLLIER, 433 PLAZA REAL SUITE #351, BOCA RATON, FL 33432; CATEGORY: INSURANCE; INVESTMENT-RELATED: YES; TITLE: AGENT; DUTIES: OFFERS DISABILITY INCOME INSURANCE, TRADITIONAL LIFE INSURANCE, FIXED/INDEXED ANNUITIES, FIXED LIFE SETTLEMENTS, AND PREMIUM FINANCING; START DATE: 1/1/2002; HOURS PER MONTH: 5/ HOURS PER MONTH DURING TRADING HOURS: 5. (2) PARROT DICE LLC; NON-INVESTMENT RELATED; 433 PLAZA ROAD #351, BOCA RATON, FL 33432 ; GA CHANNEL AGENCY FOR FIXED LIFE; MANAGER; Start 02/01/2015; COMPANY OFFICER/DIRECTOR POSITION; NO - GA AGENCY HIERARCHY. (3) INNOVATIVE WEALTH MANAGEMENT LLC; DBA; 433 PLAZA REAL SUITE #351, BOCA RATON, FL 33432; CATEGORY:INSURANCE; INVESTMENT-RELATED:YES; TITLE:SOLE OWNER DUTIES: OFFERING DISABILITY INSURANCE, FIXED ANNUITIES, LIFE SETTLEMENTS,LONG TERM CARE, PREMIUM FINANCING, TRADITIONAL LIFE INSURANCE; START DATE:2007; HOURS PER MONTH: 10, HOURS PER MONTH DURING TRADING HOURS:10. (4) JOE DIMAGGIO CHILDREN HOSPITAL FOUNDATION & MEMORIAL HOSPITAL FOUNDATION (JOINT BOARD OF DIRECTORS); INVESTMENT RELATED; 1005 JO DIMAGGIO DRIVE, HOLLYWOOD, FL 33021; CHILDREN'S HOSPITAL; PLANNED GIVING COMMITTEE MEMBER; 07/2015; 5-6 HRS/MONTH; 1-2 HRS/MONTH DURING TRADING HOURS; REVIEW OF FINANCIAL DOCUMENT, OVERSEE INVESTMENT RECOMMENDATION BY THIRD PARTY. (5) INSTRUCTOR FOR COLLEGE WORKSHOPS FOR RETIREES; INVESTMENT RELATED; AT LOCAL COLLEGES; TEACHES CONCEPTS TO POTENTIAL CLIENTS; TITLE: INSTRUCTOR; START DATE 10/2015; UNKNOWN HRS/MONTH, UNKNOWN TRADING HRS/MONTH; DUTIES: EDUCATOR; NOT A COMPANY DIRECTOR. (6) 9/1/2016- Permitted to participate in Life Settlements. (7) RENTAL OFFICE SPACE - NON-INVESTMENT RELATED - LANDLORD - 1/1/2015 - 433 PLAZA REAL SUITE 351 BOCA RATON, FL 33432 - 1 HRS PER MONTH - 1 HR DURING TRADING HRS. (8) What The Shell LLC, 2780 NE 48th Court Lighthouse Point, FL 33064, Real Estate Investor/Registered Agent. (9) Wahoo House LLC, 2780 NE 48th Court Lighthouse Point, FL 33064, Real Estate Management, Managing Member. (10) Starfish Isle, LLLP, 2780 NE 48th Court Lighthouse Point, FL 33064, Real Estate Management for property my wife and I purchased in the Keys, General Partner and Registered Agent. (11) Cuda Place LLC, 433 Plaza Real Suite #351 Boca Raton, FL 33432, Registered Agent, Spouse's entity for real estate transactions rep is registered agent. (12) Condo Association; Not investment Related; 453 Sombrero Beach Road, Marathon, FL 33050; Vice President; Start 1/1/25; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas John Collier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2014 - Present
J. W. COLE ADVISORS, INC.
Office #1: 433 Plaza Real Suite 275, Boca Raton, FL 33432RIA
CRD#: 112294
BOCA RATON, FL
Current
February 25, 2014 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 433 Plaza Real Suite 351, Boca Raton, FL 33432BD
CRD#: 124583
Boca Raton, FL
Past
November 2, 1992 - February 25, 2014
OSAIC FA, INC.
RIA
CRD#: 3978
DEERFIELD BEACH, FL
Past
January 28, 1991 - April 12, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 28, 1991 - February 25, 2014
OSAIC FA, INC.
BD
CRD#: 3978
DEERFIELD BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/25/2014)
RR
California(1/23/2018)
RR
Florida(2/25/2014)
IAR
Florida(2/27/2014)
RR
Georgia(2/25/2014)
RR
Indiana(4/30/2018)
RR
Kentucky(9/25/2017)
RR
Minnesota(2/25/2014)
RR
Nebraska(4/26/2022)
RR
Nevada(7/17/2018)
RR
Pennsylvania(3/15/2017)
RR
South Carolina(2/25/2014)
RR
Tennessee(1/30/2020)
RR
Virginia(5/14/2024)
RR
Washington(4/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Boca Raton, FL 33432TRUST BUT VERIFY
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