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JR

Joseph A. Radecki

KPMG CORPORATE FINANCE LLC
Chicago, IL 60601-6436
Some features on this profile are disabled
CRD#: 2119268
JR

Professional summary

Joseph Anthony Radecki is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Chicago, Illinois.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Anthony Radecki's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2014 - Present

KPMG CORPORATE FINANCE LLC

Office #1: 200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
BD
CRD#: 103973
Chicago, IL
Past

January 25, 2011 - July 1, 2014

ST. CHARLES CAPITAL, LLC

BD
CRD#: 133685
DENVER, CO
Past

February 29, 2008 - December 31, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
DENVER, CO
Past

February 1, 2008 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

February 15, 2006 - January 31, 2008

HEADWATERS BD, LLC

BD
CRD#: 117042
DENVER, CO
Past

February 6, 2004 - April 6, 2004

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

February 18, 2000 - February 6, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

March 13, 1998 - January 25, 2000

GEORGE K. BAUM & COMPANY

BD
CRD#: 36354
KANSAS CITY, MO
Past

May 5, 1997 - February 24, 1998

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

September 24, 1991 - March 20, 1997

JOHN G. KINNARD AND COMPANY, INCORPORATED

BD
CRD#: 466
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/26/2014)
RR
Arkansas
(6/26/2014)
RR
California
(6/26/2014)
RR
Colorado
(6/26/2014)
RR
Connecticut
(6/26/2014)
RR
Delaware
(6/26/2014)
RR
District of Columbia
(6/26/2014)
RR
Florida
(6/26/2014)
RR
Georgia
(6/26/2014)
RR
Illinois
(6/26/2014)
RR
Indiana
(6/26/2014)
RR
Iowa
(6/26/2014)
RR
Kansas
(7/27/2015)
RR
Kentucky
(6/26/2014)
RR
Louisiana
(6/26/2014)
RR
Maryland
(6/26/2014)
RR
Massachusetts
(6/26/2014)
RR
Michigan
(6/26/2014)
RR
Minnesota
(6/26/2014)
RR
Mississippi
(6/26/2014)
RR
Missouri
(6/26/2014)
RR
Nevada
(6/26/2014)
RR
New Jersey
(6/26/2014)
RR
New Mexico
(7/27/2015)
RR
New York
(6/26/2014)
RR
North Carolina
(6/27/2014)
RR
North Dakota
(7/22/2021)
RR
Ohio
(6/27/2014)
RR
Oregon
(6/26/2014)
RR
Pennsylvania
(6/26/2014)
RR
Rhode Island
(6/26/2014)
RR
South Carolina
(7/27/2015)
RR
Texas
(6/26/2014)
RR
Utah
(7/27/2015)
RR
Vermont
(6/26/2014)
RR
Virginia
(6/26/2014)
RR
Washington
(6/26/2014)
RR
West Virginia
(6/26/2014)
RR
Wisconsin
(6/26/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 10/11/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/23/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KPMG CORPORATE FINANCE LLC
KPMC CORPORATE FINANCE LLC | KPMG CORPORATE FINANCE LLC

CRD#: 103973 / SEC#: , 8-52462

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Mailing Address
200 E. Randolph Street Suite 5500, Chicago, IL 60601-6436
Phone number
(312) 665-3100
Established
Delaware since 02/08/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KPMG LLPOWNER
BROKMEIER, REBECCA EWINGPRESIDENT4704333
IZAGUIRRE, ALFREDOCHIEF COMPLIANCE OFFICER2055065
OZTAN, EROL MURATFINOP, PRINCIPAL FINANCIAL OFFICER5493662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KPMG CORPORATE FINANCE LLC

CRD#: 103973Chicago, IL 60601-6436

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