Marc R. Altschuler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Robert Altschuler was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1991. Marc had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2016 - November 30, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
January 6, 2015 - December 7, 2016
CANTONE RESEARCH INC.
July 5, 1996 - January 5, 2015
W.A. CAPITAL MARKETS
May 3, 1994 - May 23, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 7, 1993 - March 1, 1994
CANTOR FITZGERALD SECURITIES
November 15, 1991 - January 28, 1993
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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