Vache H. Astarjian

WATERSTONE ADVISORS LLC

WALPOLE, MA

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CRD#: 2119110

Professional summary

Vache Henry Astarjian is a registered financial advisor currently at WATERSTONE ADVISORS LLC located in Walpole, Massachusetts.

Vache is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Vache has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

National Association for Armenian Studies and Research (NAASR). I serve as an unpaid volunteer member of the investment sub-committee for NAASR's endowment fund. NAASR's address is 395 Concord Ave. Belmont MA. I interact with the sub-committee via either Zoom or telephone from my home. I was invited to join the sub-committee in 2015. I give about half an hour to one hour of my time every month. I devote no time to this voluntary activity during trading hours. My role is to offer my non-binding opinions on the investment proposals that are offered to the sub-committee by NAASR's outside investment advisory firm. I have no affiliation with the outside investment advisory firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vache Henry Astarjian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2012 - Present

WATERSTONE ADVISORS LLC

RIA

CRD#: 160148

WALPOLE, MA

Past

December 7, 2004 - June 9, 2005

DETWILER FENTON & CO.

CRD#: 1794

BOSTON, MA

Past

March 27, 1991 - March 16, 1992

PINEBRIDGE SECURITIES LLC

CRD#: 5967

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/6/2004

General Securities Representative Examination

Current Firm

WATERSTONE ADVISORS LLC

ACANTHUS INVESTMENT MANAGEMENT, LLC | WATERSTONE ADVISORS LLC

CRD#: 160148 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/16/2012 Approved)

Texas

Registered Investment Advisory firm - (12/3/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Walpole, MA

Mailing Address

Phone number

(978) 828-2188

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 10,849,515

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Vache H. Astarjian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vache Henry Astarjian's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATERSTONE ADVISORS LLC

DETWILER FENTON & CO.

PINEBRIDGE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2008

Series 63

Date: 1/18/2005

Series 7

Date: 12/6/2004

Current Firm

WATERSTONE ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WATERSTONE ADVISORS LLC

TRUST BUT VERIFY

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