John R. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Feldman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2005 - July 6, 2017
CAHN CAPITAL CORP.
April 9, 2003 - November 20, 2003
COMMERZ MARKETS LLC
July 6, 2001 - May 15, 2002
ANDERSEN CORPORATE FINANCE LLC
October 16, 1997 - January 7, 1999
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAHN CAPITAL CORP.
CRD#: 34843 / SEC#: , 8-46726
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAHN, W STEWART | PRESIDENT, CHIEF COMPLIANCE OFFICER | |
| LEE, WINSTON | EXECUTIVE VICE PRESIDENT | 5904247 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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