Cornelius Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cornelius Kennedy, who also goes by Neil Kennedy, was a registered financial professional .
Cornelius is a previously registered financial professional and started their career in finance in 1994. Cornelius had worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2010 - December 31, 2017
CHARTER OAK INVESTMENT NETWORK LLC.
January 12, 2007 - December 12, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 3, 2005 - January 11, 2007
TOUCHSTONE SECURITIES, LLC
March 28, 2003 - October 6, 2005
MML DISTRIBUTORS, LLC
December 31, 2000 - October 22, 2001
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 2, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
November 19, 1997 - November 30, 1998
FIRST UNION BROKERAGE SERVICES, INC.
December 6, 1994 - September 19, 1996
MFS FUND DISTRIBUTORS, INC.
January 28, 1994 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHARTER OAK INVESTMENT NETWORK LLC.
CRD#: 153382 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
