Kenneth E. Crockett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Earl Crockett SR., who also goes by Kenneth Earl Crockett, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1991. Kenneth had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2013 - December 3, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 9, 2013 - December 20, 2024
PRUCO SECURITIES, LLC.
January 9, 2013 - July 2, 2025
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
October 28, 2008 - March 26, 2010
FORESIDE GLOBAL SERVICES, LLC
August 4, 2008 - January 2, 2009
NORTHERN FUNDS DISTRIBUTORS, LLC
August 4, 2008 - March 26, 2010
MGI FUNDS DISTRIBUTORS, LLC
August 4, 2008 - March 26, 2010
STERLING CAPITAL DISTRIBUTORS, LLC
August 4, 2008 - November 29, 2012
FORESIDE FUNDS DISTRIBUTORS LLC
July 3, 1996 - May 6, 2008
DELAWARE DISTRIBUTORS, L.P.
April 29, 1991 - August 10, 1994
FPS BROKER SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/13/2019
General Securities Representative ExaminationCurrent Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | CHIEF OPERATING OFFICER | 5841463 |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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