Stacy G. Devine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy G Devine, who also goes by Stacy Lyn Burch, Stacy Gray Devine, Stacy Devine, Stacy Lyn Gray, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 1991. Stacy had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2017 - May 19, 2017
CITI PRIVATE ALTERNATIVES, LLC
June 30, 2010 - May 19, 2017
CITIGROUP GLOBAL MARKETS INC.
June 22, 2010 - May 19, 2017
CITIGROUP GLOBAL MARKETS INC.
January 21, 2009 - March 12, 2010
BARCLAYS CAPITAL INC.
September 22, 2008 - March 12, 2010
BARCLAYS CAPITAL INC.
December 12, 2007 - October 15, 2008
LEHMAN BROTHERS INC.
December 6, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
November 18, 1999 - June 6, 2002
DEUTSCHE BANK SECURITIES INC.
January 14, 1993 - October 4, 1999
FIRST ANALYSIS SECURITIES CORPORATION
February 7, 1991 - December 17, 1992
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
